Post-Quantum Cryptography Standardization is a program and competition by NIST to update their standards to include post-quantum cryptography. It was announced at PQCrypto 2016. 23 signature schemes and 59 encryption/KEM schemes were submitted by the initial submission deadline at the end of 2017 of which 69 total were deemed complete and proper and participated in the first round. Seven of these, of which 3 are signature schemes, have advanced to the third round, which was announced on July 22, 2020.

Background

Academic research on the potential impact of quantum computing dates back to at least 2001. A NIST published report from April 2016 cites experts that acknowledge the possibility of quantum technology to render the commonly used RSA algorithm insecure by 2030. As a result, a need to standardize quantum-secure cryptographic primitives was pursued. Since most symmetric primitives are relatively easy to modify in a way that makes them quantum resistant, efforts have focused on public-key cryptography, namely digital signatures and key encapsulation mechanisms. In December 2016 NIST initiated a standardization process by announcing a call for proposals.

NIST Post-Quantum Cryptography Standardization

The competition is now in its third round out of expected four, where in each round some algorithms are discarded and others are studied more closely. NIST hopes to publish the standardization documents by 2024, but may speed up the process if major breakthroughs in quantum computing are made.

NIST Post-Quantum Cryptography Standardization

It is currently undecided whether the future standards be published as FIPS or as NIST Special Publication (SP).

NIST Post-Quantum Cryptography Standardization

Round one

Under consideration were: (strikethrough means it had been withdrawn)

Round one submissions published attacks

Guess Again by Lorenz Panny

RVB by Lorenz Panny

RaCoSS by Daniel J. Bernstein, Andreas Hülsing, Tanja Lange and Lorenz Panny

HK17 by Daniel J. Bernstein and Tanja Lange

SRTPI by Bo-Yin Yang

WalnutDSA

by Ward Beullens and Simon R. Blackburn

by Matvei Kotov, Anton Menshov and Alexander Ushakov

DRS by Yang Yu and Léo Ducas

DAGS by Elise Barelli and Alain Couvreur

Edon-K by Matthieu Lequesne and Jean-Pierre Tillich

RLCE by Alain Couvreur, Matthieu Lequesne, and Jean-Pierre Tillich

Hila5 by Daniel J. Bernstein, Leon Groot Bruinderink, Tanja Lange and Lorenz Panny Giophantus by Ward Beullens, Wouter Castryck and Frederik Vercauteren RankSign by Thomas Debris-Alazard and Jean-Pierre Tillich McNie by Philippe Gaborit; Terry Shue Chien Lau and Chik How Tan

Round two

Candidates moving on to the second round were announced on January 30, 2019. They are:

Round three

On July 22, 2020, NIST announced seven finalists ("first track"), as well as eight alternate algorithms ("second track"). The first track contains the algorithms which appear to have the most promise, and will be considered for standardization at the end of the third round. Algorithms in the second track could still become part of the standard, after the third round ends. NIST expects some of the alternate candidates to be considered in a fourth round. NIST also suggests it may re-open the signature category for new schemes proposals in the future.

On June 7–9, 2021, NIST conducted the third PQC standardization conference, virtually. The conference included candidates' updates and discussions on implementations, on performances, and on security issues of the candidates. A small amount of focus was spent on intellectual property concerns.

Finalists

Alternate candidates

Intellectual property concerns

After NIST's announcement regarding the finalists and the alternate candidates, various intellectual property concerns were voiced, notably surrounding lattice-based schemes such as Kyber and NewHope. NIST holds signed statements from submitting groups clearing any legal claims, but there is still a concern that third parties could raise claims. NIST claims that they will take such considerations into account while picking the winning algorithms.

Round three submissions published attacks

Rainbow: by Ward Beullens on a classical computer

Adaptations

During this round, some candidates have shown to be vulnerable to some attack vectors. It forces these candidates to adapt accordingly:

CRYSTAL-Kyber and SABER may change the nested hashes used in their proposals in order for their security claims to hold. FALCON side channel attack by . A masking may be added in order to resist the attack. This adaptation affects performance and should be considered while standardizing.